Awards

Finance Asia

Country Awards 2016

China
Best Investment Bank
Hong Kong-Chinese Financial Institutions
Best Investment Bank

Global Finance

Stars of China 2016

Most Innovative Bank

The Asset

Triple A Country Awards 2016

China Region
Best Corporate and Institutional Bank – Domestic
Best Equity House
Best Deals in China
Best IPO: Shanghai Film Corporation RMB 908 million A-share IPO
Best Cross-border M&A: Qingdao Haier US$5.4 billion Acquisition of General Electric’s Appliances Business
Best Equity-linked: China Overseas Holdings US$1.5 billion Exchangeable into China Overseas Land and Investment Limited
Best Privatization: Privatization of Dalian Wanda Commercial Properties

Institutional Investor

2016 All-China Research Team

Leaders Board (Rank 1)
Industrial Rankings (Rank 1)
Economics: Hong Liang
Portfolio Strategy: Hanfeng Wang
Banks: Jie (Anson) Huang
Insurance: Bolun Tang
Industrial Rankings (Rank 2)
Consumer/Discretionary: Haiyan Guo
Infrastructure & Transportation: Xin Yang
Oil, Gas & Petrochemicals: Bin Guan
Real Estate: Jingbian Ning
Industrial Rankings (Rank 3)
Autos & Auto Parts: Wei Feng
Health Care: Jing Qiang
Industrials: Huimin Wu
Insurance: Jie (Anson) Huang

Asiamoney

Brokers Poll 2016

  • China(A&B Shares)

Overall Combined Research & Sales (Rank 1)
Best Local Brokerage (Rank 1)
Best for Overall Country Research (Rank 1)
Best Overall Sales Services (Rank 1)
Best Execution (Rank 1)
Best in Sales Trading (Rank 1)
Most Improved Brokerage over the Last 12 Months (Rank 2)
Best for Events and/or Conferences (Rank 1)
Best for Roadshows and Company Visits (Rank 1)
Most Independent Research Brokerage (Rank 1)
Best Research Coverage
Macroeconomics: Hong Liang
Strategy: Hanfeng Wang
Small Caps: Min Li
Banks: Jie Anson Huang
Consumer Discretionary: Haiyan Guo
Consumer Staples: Haiyan Guo
Diversified Financials: Jie Anson Huang
Energy: Bin Guan
Health Care: Jing Qiang
Industrials: Huimin Wu
Insurance: Bolun Tang
Real Estate: Jingbian Ning
Semiconductors & Semiconductor Equipment: Chinyi Erica Chen
Technology Hardware & Equipment: Chinyi Erica Chen
Utilities: Min Li
Best Sales Trader
Jun Deng (Rank 2)
Best Salesperson
Yiming Zhang (Rank 2)

  • China(H-shares, Red chips, P-chips)

Best Local Brokerage (Rank 1)
Best for Overall Country Research (Rank 1)
Best Overall Sales Services (Rank 1)
Best Execution (Rank 1)
Best in Sales Trading (Rank 1)
Most Improved Brokerage over the Last 12 Months (Rank 1)
Best for Events and/or Conferences (Rank 1)
Best for Roadshows and Company Visits (Rank 1)
Most Independent Research Brokerage (Rank 1)
Best Research Coverage
Macroeconomics: Hong Liang
Strategy: Hanfeng Wang
Banks: Jie Anson Huang
Consumer Discretionary: Haiyan Guo
Consumer Staples: Haiyan Guo
Diversified Financials: Jie Anson Huang
Health Care: Jing Qiang
Industrials: Huimin Wu
Insurance: Bolun Tang
Real Estate: Yu Eric Zhang
Semiconductors & Semiconductor Equipment: Rung Yan Andrew Lin
Software, Internet & Services: Yue Natalie Wu
Technology Hardware & Equipment: Kai Qian
Best Sales Trader
Jun Deng (Rank 2)
Best Salesperson
Jimmy He (Rank 3)

  • Hong Kong (Local)

Best Local Brokerage (Rank 2)
Best for Overall Country Research (Rank 2)
Best Overall Sales Services (Rank 2)
Best Execution (Rank 1)
Best in Sales Trading (Rank 3)
Most Improved Brokerage over the Last 12 Months (Rank 2)
Best for Events and/or Conferences (Rank 2)
Best for Roadshows and Company Visits (Rank 1)
Most Independent Research Brokerage (Rank 2)
Best Research Coverage
Macroeconomics: Hong Liang
Strategy: Hanfeng Wang
Banks: Jie Anson Huang
Diversified Financials: Lijuan Du
Health Care: Jing Qiang
Insurance: Bolun Tang

  • Hedge Fund Services(Asia)

Best for Overall Services to Hedge Funds (Rank 2)
Best for Client Service Coverage (Rank 3)
Best Bespoke Research (Rank 1)
Best Trading Execution –Cash (Rank 1)
Best Trading Execution –Derivatives (Rank 2)
Best Salesperson Servicing Hedge Funds
CHEN, Fei (Rank 3)
Best Sales Trader Servicing Hedge Funds
DENG, Jun(Rank 1)

  • Prime Broking(Asia)

Best for Overall Services in Prime Broking (Rank 2)
Best Product Innovation for Prime Broking (Rank 2)
Best Pricing for Prime Broking(Rank 2)
Best Risk Management Advisory (Rank 2)
Best Client Service for Prime Broking (Rank 2)

Securities Times

Best Wealth Management Institution in China Awards 2016

Best Wealth Management Brand
Best Broker for Institutional Investor Services
Best Asset Management Leader:
LIN Shoukang from CICC

Securities Times

Best Investment Banks in China Awards 2016

Best Full-Service Investment Bank
Best M&A Investment Bank

Asiamoney

China Deals and Investment Bank of the YearAwards

Best Investment Bank
Best Securitization:
China Construction Third Engineering Bureau Co Rmb3.015bn ABS due 2018 (Sole Bookrunner)

Finance Asia

Achievement Awards 2016

Best Equity-linked Deal: China Overseas Holdings’ US$1.5 billion Exchangeable Bond and Tender Offer

Finance Asia

20th Anniversary Platinum Awards 2016

Best Domestic Investment Bank in China

Institutional Investor

2016 All-China Sales Team

Leaders Board (Rank 1)

IFR Asia

Country Awards 2016

China Equity House
RMB Bond: Global Logistic Properties’ RMB 1.5bn Three and Five-year Panda

Thomason Reuters

Thomson Reuters Analyst Awards 2016 (Mainland China & HK)

Top Earnings Estimator:
Overall Analyst Awards: Shi, Chengbo (Rank 10)
Automobiles & Machinery: Shi, Chengbo (Rank 3)
Health Care: Zou, Peng (Rank 1)
Insurance: Tang, Bolun (Rank 3)
IT & Consumer Durables: He, Wei (Rank 2)
Software & Services: Lu, Ting  (Rank 3)
Utilities: Li, Min (Rank 1)

Thomason Reuters

Thomson Reuters Analyst Awards 2016 (Asia)

Top Award-Winning Brokers (Rank 3)
Top Stock Pickers:
Automobiles: Feng, Wei (Rank 1)
Electronic Equipment: Chen, Erica (Rank 1)
Top Earnings Estimator:
Electronic Equipment: Chen, Erica (Rank 1)
Health Care: Zou, Peng (Rank 1)
Utilities: Li, Min (Rank 1)

Thomason Reuters

The Macallan ALB Hong Kong Law Awards 2016

Lewis Sanders Award Investment Banking In-House Team of the Year

Money Weekly

2016 Inclusive Finance Awards

Most Improved Institution ( CICC Goldennet )
New Industry Leader:
ZOU Bing, Head of CICC Goldennet

New Fortune

Best Investment Banks in China Awards 2016

Best Investment Bank in China
Best Investment Bank for Overseas Market
Best Bonds House in China
Best IPO: Kunlun IPO
Best Bond: Guosheng Corporate Bond
Best M&A: Focus Media Back-door Listing through Hedy Holding
Best Securitization: Ant Micro Loan