Awards

FinanceAsia

Country Awards 2018

Best Investment Bank in China

II/Caixin

2018 All-China Research Team

The All-China Research Team (Team-Based Leaders)
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 1)
The All-China Research Team (Analyst-Based Leaders)
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 2)
The All-China Sales Team
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 4)
The Best Teams of the Year (Rank 1)
Alternative Energy & Environmental Services (Overall/ Mainland)
Autos & Auto Parts (Overall/ Mainland)
Banks (Overall/ Mainland)
Communications & Media (Overall/ Mainland)
Electronics (Rest of World)
Food & Beverage (Overall/Mainland/ Rest of World)
Gaming, Lodging & Leisure (Overall)
Infrastructure, Construction & Engineering (Overall/ Mainland)
Machinery (Overall/ Mainland/ Rest of World)
Non-bank Finance (Overall/ Mainland)
Nonferrous Metal (Mainland)
Oil, Gas & Petrochemicals  (Overall/ Mainland)
Pharmaceuticals & Biotechnology (Overall/ Mainland)
Public Utilities (Overall/ Mainland)
Real Estate (Overall/ Mainland)
Technology (Overall/ Mainland/ Rest of World)
Telecommunications (Overall/ Mainland)
Textile & Apparel (Overall/ Mainland)
Transportation & Warehousing (Overall/ Mainland/ Rest of World)
Wholesale Distributors & Retailing (Overall/ Mainland)
Economics (Overall/ Mainland)
Portfolio Strategy (Overall/ Mainland)
The Best Teams of the Year (Rank 2)
Electronics (Overall)
Gaming, Lodging & Leisure (Mainland)
Internet (Overall/ Mainland)
Nonferrous Metal (Overall)
Real Estate (Rest of World)
Steel (Mainland)
Wholesale Distributors & Retailing (Rest of World)
The Best Teams of the Year (Rank 3)
Basic Chemicals (Overall/ Mainland)
Coal (Overall/ Mainland)
Communications & Media (Rest of World)
Non-bank Finance (Rest of World)
Oil, Gas & Petrochemicals (Rest of World)
Steel (Overall)
Telecommunications (Rest of World)
Economics (Rest of World)
Portfolio Strategy (Rest of World)
The Best Analysts of the Year (Rank 1)
Alternative Energy & Environmental Services (Mainland) : Tao Zeng
Autos & Auto Parts (Overall/ Mainland) : Wei Feng
Banks (Overall/Mainland): Shuaishuai Zhang
Basic Chemicals (Overall/Mainland): Xuan Li
Communications & Media (Overall/ Mainland/ Rest of World): Wei Meng
Electronics (Overall/ Rest of World): Leping Huang
Food & Beverage (Overall/ Mainland): Ruochen Lv
Infrastructure, Construction & Engineering (Overall/ Mainland): Xin Yang
Internet (Mainland): Yue (Natalie) Wu
Machinery (Overall/ Rest of World): Lingxin Kong
Machinery (Mainland): Yufei Wang
Non-bank Finance (Overall/ Mainland): Zeyu Yao
Nonferrous Metal (Mainland): Yubo Dong
Pharmaceuticals & Biotechnology (Overall/ Mainland): Peng Zou
Public Utilities (Mainland): Tao Zeng
Real Estate (Overall/ Mainland): Yu (Eric) Zhang
Technology (Overall/ Rest of World): Leping Huang
Technology (Mainland): Ning Ding
Telecommunications (Overall/ Mainland/ Rest of World): Kai Qian
Textile & Apparel (Overall/ Mainland): Haiyan Guo
Transportation & Warehousing (Overall/ Mainland/ Rest of World): Xin Yang
Wholesale Distributors & Retailing (Overall/ Mainland): Haiyan Guo
Economics (Overall/ Mainland): Hong Liang
Portfolio Strategy (Overall/ Mainland): Hanfeng Wang
The Best Analysts of the Year (Rank 2)
Alternative Energy & Environmental Services (Overall) : Tao Zeng
Coal (Mainland) : Yubo Dong
Communications & Media (Overall/ Mainland): Xueqing Zhang
Food & Beverage (Overall/ Mainland): Feiyang (Paul) Yuan
Gaming, Lodging & Leisure (Mainland): Haiyan Guo
Infrastructure, Construction & Engineering(Mainland): Xinyue Zhao
Internet (Overall): Yue (Natalie) Wu
Machinery (Overall): Yufei Wang
Machinery (Mainland): Lingxin Kong
Non-bank Finance (Mainland): Han Pu
Nonferrous Metal (Overall): Yubo Dong
Oil, Gas & Petrochemicals  (Overall/ Mainland): Zhongyang (Nelson) Wang
Public Utilities (Overall/ Mainland): Jun (Karl) Liu
Real Estate (Rest of World): Yu (Eric) Zhang
Technology (Overall): Kai Qian
Technology (Mainland): Ting Lu
Textile & Apparel (Rest of World): Haiyan Guo
Wholesale Distributors & Retailing (Overall/ Mainland): Junhao Fan
Economics (Overall/ Mainland): Huan (Eva) Yi
Economics (Rest of World): Hong Liang
Portfolio Strategy (Overall/ Mainland): Gang (Kevin) Liu
Portfolio Strategy (Rest of World): Hanfeng Wang
The Best Analysts of the Year (Rank 3)
Alternative Energy & Environmental Services (Overall/ Mainland) : Jun (Karl) Liu
Banks (Mainland): Jiahui Yan
Basic Chemicals (Rest of World): Xuan Li
Coal (Overall/ Mainland) : Yan Chen
Electronics (Mainland): Leping Huang
Food & Beverage (Rest of World): Feiyang (Paul) Yuan
Gaming, Lodging & Leisure (Overall): Shengyong Goh
Infrastructure, Construction & Engineering(Overall): Xinyue Zhao
Machinery (Overall/ Mainland): Juncheng Chen
Non-bank Finance (Mainland): Dan Tian
Nonferrous Metal (Overall/ Mainland): Yan Chen
Oil, Gas & Petrochemicals (Rest of World): Zhongyang (Nelson) Wang
Steel (Mainland): Coral Li
Technology (Overall): Ning Ding
Technology (Mainland): Kai Qian
Transportation & Warehousing (Overall/ Mainland): Xinyue Zhao
Wholesale Distributors & Retailing (Rest of World): Haiyan Guo
Portfolio Strategy (Mainland): Qiusuo Li
Small & Midcapitalization Stocks (Mainland): Kai Qian
Top 10 Analysts:
Xin Yang
Haiyan Guo
Kai Qian
Yan Chen

Asiamoney

Brokers Poll 2018

  • China(A&B Share)

Overall Combined Research & Sales
Best Local Brokerage
Best for Overall Country Research
Best Overall Sales Services
Best Analyst
Best Economist: Hong Liang
Best Strategist: Hanfeng Wang
Small Cap: Kai Qian
Automobiles & Components: Wei Feng
Banks: Shuaishuai Zhang
Consumer Discretionary: Wei Meng
Consumer Staples: Haiyan Guo
Industrials: Yufei Wang
Diversified Financials: Zeyu Yao
Energy: Yan Chen
Healthcare: Peng Zou
Materials: Xuan Li
Real Estate: Yu Eric Zhang
Telecommunication Services: Kai Qian
Transportation: Xin Yang
Utilities: Tao Zeng
Best Country Salesperson
Yiming Zhang

  • China(H-share, Red chip & P-chip)

Best Local Brokerage
Best for Overall Country Research
Best Overall Sales Services
Best Analyst
Best Economist: Hong Liang
Best Strategist: Hanfeng Wang
Automobiles & Components: Wei Feng
Banks: Shuaishuai Zhang
Casinos & Gaming: Shengyong Goh
Consumer Discretionary: Wei Meng
Consumer Staples: Haiyan Guo
Industrials: Yufei Wang
Diversified Financials: Zeyu Yao
Healthcare: Peng Zou
Materials: Xuan Li
Real Estate: Yu Eric Zhang
Semiconductors & Semiconductor Equipment: Leping Huang
Software & Internet Services: Yue Natalie Wu
Technology Hardware & Equipment: Leping Huang
Telecommunication Services: Kai Qian
Transportation: Xin Yang
Best Country Salesperson
Yiming Zhang

  • Hong Kong (Local)

Best Local Brokerage
Best for Overall Country Research
Best Overall Sales Services
Best Analyst
Best Economist: Hong Liang
Best Strategist: Hanfeng Wang
Banks: Yaoping Victor Wang
Consumer Discretionary: Haiyan Guo
Diversified Financials: Zeyu Yao
Healthcare: Peng Zou
Telecommunication Services: Kai Qian
Best Country Salesperson
Haizhou Huang 

Forbes

2018 China Top PE

CICC Capital

Zhitong/Tonghuashun

Golden Hong Kong Stocks Award 2017

Most Valuable Financial Stocks Company

Securities Times

Best Wealth Management Institution in China Awards 2018

Best Wealth Management Brand
Best Investment Team of Fixed-income Assets

FinanceAsia

Achievement Awards 2018

Best China Deal & Best Financing:
Ant Financial’s $14 billion Series C Funding

FinanceAsia

China Awards 2018

Best Investment Bank (Domestic)
Best M&A House
Dear of the Year:
Ant Financial's $14 billion Series C Funding
Best Domestic IPO:
Foxconn Industrial Internet's $4.2 billion IPO
Best Cross-border M&A Deal:
Global Logistic Properties' $11.6 billion Privatisation Deal

The Asset

Asian Local Currency Bond Awards 2018

Best Local Currency Bond Individuals in Research in China
Jiqiang Zhang (Rank 1)
Jiangfan Ji (Rank 4)
Jianheng Chen (Highly Commended)

The Asset

Triple A Country Awards 2018

Best Deals
Best IPO (Singapore):
Sasseur REIT US$305 million IPO
Best IPO (Taiwan):
Foxconn Industrial Internet US$4.27 billion equivalent A-share IPO

II

2018 All-Asia Sales Team

Leaders Board (Rank 10)

II

2018 All-Asia Research Team

Analyst-Based Leaders (Rank 8)

Asiamoney

China Asset-Backed Securities Awards 2018

Most Innovative Bank

Asiamoney

New Silk Road Finance Awards 2018

Best Overall Bank for Advising Chinese Institutions on BRI
Best Bank for BRI-related Financing in the Region (Central and Eastern Europe & Central and West Asia)

Asiamoney

China Corporate and Investment Banking Awards 2018

China’s Best Corporate and Investment Bank for M&A (Domestic)
China’s Best Corporate and Investment Bank for M&A (Cross-Border)
China’s Best Corporate and Investment Bank for ECM (Cross-Border)

Thomson Reuters

Thomson Reuters Analyst Awards 2018 (Asia)

Top Earnings Estimator:
Overall Analyst Awards: He, Wei (Rank 7)
Health Care: Tu, Weiying (Rank 2)
Machinery & Materials: He, Wei (Rank 2)
Software & IT Services: Wu, Natalie (Rank 3)
Top Stock Pickers:
Consumer Goods & Services: Feng, Wei (Rank 3)

Thomson Reuters

Thomson Reuters Analyst Awards 2018 (Mainland China & Hong Kong)

Top Award-Winning Brokers (Rank 3)
Top Earnings Estimator:
Overall Analyst Awards: Feng, Wei (Rank 8)
Automobiles & Machinery: Feng, Wei (Rank 2)
Health Care: Tu, Weiying (Rank 2)
IT & Consumer Durables: He, Wei (Rank 1)
Retailing: Fan, Junhao (Rank 1)
Retailing: Feng, Wei (Rank 3)
Software & Services: Lu, Ting (Rank 3)
Top Stock Pickers:
Software & Services: Lu, Ting (Rank 2)

HKEX

Stock Connect Awards for 2017

China International Capital Corporation Hong Kong Securities Limited:
Top SPSA Participation of the Year – Stock Connect
Top Shanghai Connect Trading Award – Chinese Broker
Top Shenzhen Connect Trading Award – Chinese Broker

Tencent News/Finet

Top 100 Hong Kong Listed Companies Award 2017

Best Value Growth for New Listed Company

EFA

Best Paper Award 2018

The Pagano and Zechner Prize
Haizhou Huang

MerComm Inc.

ARC Awards 2018

Banking & Financial Services: Hong Kong/PRC
Traditional Annual Report (Bronze)
Cover Photo/Design (Bronze)

BCA

Singapore BCA Green Mark Award 2018

BCA Green Mark:
China International Capital Corporation (Singapore) Pte. Limited

Securities Times

2018 Poverty Alleviation Awards of Securities and Futures Industry

Best Educational Poverty Alleviation

YICAI

Best Securities Analyst 2017

Best Sell-side Analysts
Fixed-income Research (Rank 2)

YICAI

China Financial Value Ranking 2018

Investment Banker of the Year:
Bi Mingjian

NBD

China Securities Business Awards 2018

Best Investment Bank Brand
Most Forward-looking Overseas Business Network:
China International Capital Corporation (Hong Kong) Limited

IFN

China Pioneer Securities Broker 2018

Best Service Provider for High-net-worth Clients in China 

China Securities Journal

Best Equity Investment in China Awards 2018

Best Equity Investment Institutions of Investment Bank:
CICC Capital 

China Securities Journal

2017 Best Asset Management Products Awards

Best 3-years Asset Management Plan: CICC Anxin Huibao

New Fortune

Best Investment Bank in China Awards 2018

Best Investment Bank in China (Rank 4)
Best Investment Bank for Overseas Market (Rank 1)
Best Investment Bank for Refinancing (Rank 1)
Best Equity House in China (Rank 3)
Best Bond House in China (Rank 10)
Best Investment Bank for IPO (Rank 7)
Best Investment Bank for M&A (Rank 4)
Best Investment Bank for Innovation (Rank 3)
Best Investment Bank for Logistics Industry (Rank 3)
Best Refinancing Projects: China Unicom (Rank 1)
Best IPO Projects: Yealink (Rank 3)
Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)
Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

China Fund

Best Asset Management in China Awards 2018

Best Asset Management of Fixed-income Product
Best Asset Management of Equity Product
Best Asset Management of ABS Product

Caixin

Achievement Awards of Capital Market 2018

Best M&A Financial Advisor in China

Capital Week

2018 Crystal Ball Awards for Sell-side Analysts

Bond Research:
CICC Fixed-income Research Team (Rank 1)

Wallstreetcn.com

2018 Philosopher's Stone Best Analyst Awards

Bond Research:
CICC Fixed-income Research Team (Rank 1)

China-fof.com

Gold Lotus Award 2018

Top 100 Most Influential FoF Institutions in China and US
CICC Capital (Rank 1)
Top 30 Best Return FoF Institutions in China
CICC Capital (Rank 1)
Top 30 Best Risk Management FoF Institutions in China
CICC Capital (Rank 5)
Top 10 Most Outstanding Persons of FoF Institutions in China
DING Wei from CICC Capital (Rank 1)

Tonghuashun Finance

2018 Best Analyst Awards

Best Research Institution

Eastmoney.com/1234567.com

Eastmoney Award 2018

Best Asset Management of Equity Investment
Best Fund Company for Creative Marketing:
CICC Fund