Introduction

Wealth Management

CICC Wealth Management provides international standard professional securities brokerage and investment advisory services to high-net-worth individuals and enterprises through 21 securities trading branches in mainland China including Beijing, Shanghai, Shenzhen, Hangzhou, Nanjing, Guangzhou, Chengdu, Xiamen, Chongqing, Wuhan, Qingdao, Dalian, Tianjin, Foshan, Changsha, Ningbo, Yunfu, Fuzhou and Xi'an.

Through CICC’s Hong Kong subsidiary, CICC Wealth Management also provides clients with investment consultancy as well as other financial products and services in the Hong Kong market. For securities services, we mainly focus on H-shares, China-focused shares and China-oriented bonds base on CICC’s research. The strength in IPO placements guarantees our clients’ demands for IPOs. We also provide services like financing arrangements and derivatives trading. In addition, our clients can realize overseas asset allocations and investments by means of our selected overseas funds. To ensure the wealth protection and inheritance, we will introduce a large amount of insurances and trust arrangements to our clients.

Comprehensive Capital Market Solutions and High-End Financing Platform

Over the years, CICC has built up profound knowledge and industry expertise across many key business and economic sectors. CICC Wealth Management has delivered a wide range of innovative financial products and services in the ever-changing Chinese marketplace. We offer clients comprehensive solutions for capital markets including equity investment, investment banking, asset management and equities and bonds. Our sophisticated investment and financing platform meets various needs of clients, and provides customized value-added services.

Elite Investment Consultation Team and Professional Securities Trading Services

Our investment consultation team has high-standard business ethics, professional working experience and elite educational backgrounds. Services to our clients include the provision of up-to-date research analysis, customized investment planning, accurate execution of client orders, regular tracking of investment plans, investment advice and timely strategic adjustments. Furthermore, with our vast block trade network and market value management practices, CICC Wealth Management offers clients effective transaction support and plan execution with various trading options.

Diversified Products and Services and Integrated Portfolio Structuring

With a comprehensive range of products and business networks, continuous innovative research capabilities and strict product approval processes, CICC Wealth Management provides sophisticated investment products in various asset classes and business sectors including fixed income trust instruments, CICC asset management, open-ended funds, private offering sunshine products, alternative investments and other products. CICC Wealth Management aims to provide clients with a one-stop solution of products and services based on individual return expectations and risk exposure.

World-class Research Capability and Persistent Customer Service

By leveraging CICC’s firm-wide research strength, CICC Wealth Research offers professional product and equity research support to the high-net-worth individuals and corporates to meet their investment needs. Through the seamless cooperation between investment consultants of CICC Wealth Management and professionals from CICC’s research team, CICC delivers a world-class service platform and a think tank for clients. Backed by CICC’s world-class research capability, CICC Wealth Management is committed to providing clients with education and training in investment philosophy and skills. CICC Wealth Management organizes regular seminars and stock investment strategy meetings to help clients to seize investment opportunities in the turmoil capital market, in order to meet clients’ comprehensive needs by means of persistent customer service.

Honors and Awards

CICC has received a number of honors and awards from the press, including heavyweights such as “2013 Best Wealth Management Institution in China” and “2012 Best Wealth Management Brand in China” by Securities Times. Moreover, the Beijing, Shanghai and Shenzhen securities branches have been listed among the Top 100 China Best Securities Branches, The Best Securities Branches of the Year, Star Branches, and Top 10 Securities by several publications.

“Despite the minimum number of branches, CICC holds a pivotal position in China’s securities sector, which no one can hold a candle to”, according to the commentary of China Business News, which fully demonstrates its recognition and trust in CICC Wealth Management.