Milestones

2016
  • We obtained Central Clearing qualification on Standard Bond Forward from Shanghai Clearing House.
  • CICC Putai Investment Management Co., Ltd. was established.
  • CICC Genesis Fund (CICC Genesis National Emerging Industry Fund of Fund) was established jointly by MOF, NDRC and CICC.
  • CICC and CICC HK Securities obtained Shenzhen-Hong Kong Stock Connect trading qualification.
2015
  • We were converted into a joint stock company through overall structuring and set up an effective governance structure comprising of Shareholders' General Meeting, Board of Directors, Supervisory Committee and Senior Management.
  • We successfully listed and traded on the SEHK Main Board under the stock code of 03908.HK on 9 November.
  • We held CICC 20th Anniversary Celebrations in New York, London, Singapore, Hong Kong and Beijing.
  • We obtained approval from the CSRC to have the securities investment fund custody business license.
2014
  • We established CICC Fund Management Co., Ltd., which is the first wholly-owned domestic fund company.
2013
  • We obtained permission from the SAC to conduct OTC derivatives business.
  • We obtained the consent from the Shanghai Stock Exchange and the Shenzhen Stock Exchange respectively to conduct stock-based lending business.
  • China International Capital Corporation Hong Kong Asset Management Limited obtained QFII qualification from the CSRC.
2011
  • We were one of the first securities firms to obtain approval from the CSRC to engage in RQFII business under the pilot scheme.
  • We were the first securities firm to obtain approval from the CSRC to raise and manage private equity funds.
2010
  • We obtained approval from the CSRC to conduct margin financing and securities lending business.
2009
  • We established China International Capital Corporation (UK) Limited which was licensed by the UK Financial Services Authority in the following year.
2008
  • We obtained approval from the PBOC to conduct debt-instrument underwriting business as a lead underwriter.
  • We established China International Capital Corporation (Singapore) Pte. Limited which was licensed by the Monetary Authority of Singapore.
2007
  • We were one of the first two securities firms to obtain approval from the CSRC to conduct private equity investment under the pilot scheme.
  • We were the first securities firm to obtain QDII qualification from the CSRC.
  • We established CICC US Securities, Inc. which was licensed by the US Financial Industry Regulatory Authority and regulated by the US Securities and Exchange Commission.
  • We established the Wealth Management Department, and were one of the earliest securities firms to engage in wealth management business.
2005
  • We were one of the first two securities firms to obtain qualification to serve as investment manager of the assets of enterprise annuity funds from the then Ministry of Labour and Social Security.
2004
  • We were the first securities firm designated by the NSSF as an investment manager.
  • We were among the first batch of sponsor institutions approved by the CSRC.
  • We established the Fixed Income, Commodities and Currency Department, and were one of the earliest securities firms to conduct fixed-income business domestically.
2002
  • We obtained approval from the CSRC to conduct asset management business.
1999
  • We were one of the earliest PRC securities firms that commenced securities brokerage business in Hong Kong.
1997
  • We established our first overseas subsidiary CICC Hong Kong, through which we became the first PRC securities firm conducting securities underwriting business in Hong Kong
  • We completed our first overseas IPO project — the IPO of China Telecom (Hong Kong) Limited (currently known as China Mobile Limited) on the Hong Kong Stock Exchange, which marked the beginning of the restructuring and overseas listing of large SOEs directly under the PRC central government, and was also the largest IPO in Asia in 1997 as well as the largest IPO of PRC-based companies ever up until the end of 1997.
  • We established our Research Department and released our first research report published to international investors.
1995
  • China International Capital Corporation Limited was officially established.